Governance in groups with regulated firms – whether banks or other financial institutions – involves points that don’t apply to unregulated firms. The general rule is that directors of a company have: A duty of trust, a fiduciary duty to act with integrity, fairness and honesty, having regard to the interests of shareholders; and A […]
Tag Archives: risk management
Governance in groups with a regulated subsidiary
Posted in Governance Reframed
Also tagged board committee, directors, governance, group governance, independent non-executive directors, parent, regulators, subsidiary
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New and emerging non-financial risks – Part 3: Risk management and governance
This is the third and final article looking at new and emerging non-financial risks. It’s concerned with managing those risks and the wider governance arrangements firms will need to have in place. As I’ve said in the previous two articles, increased emphasis by firms and regulators on non-financial risks have made these risks at least […]
Posted in Articles
Also tagged board, early warning indicators, enterprise risk management, governance, MI, non-financial risks, operational resilience, regulators, risk management framework
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