Tag Archives: board committee

Board committees

Board committees don’t receive sufficient attention, in my view. Yes, there’s considerable focus on terms of reference and reporting to the board. And chairs of committees at banks and a number of other financial institutions are SMF senior managers; some of them are interviewed before being approved by regulators. But there are various points I’ve […]

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Governance in groups with a regulated subsidiary

Governance in groups with regulated firms – whether banks or other financial institutions – involves points that don’t apply to unregulated firms. The general rule is that directors of a company have: A duty of trust, a fiduciary duty to act with integrity, fairness and honesty, having regard to the interests of shareholders; and A […]

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