Both the Prudential Regulation Authority (the PRA) and the Financial Conduct Authority (the FCA) rely on data for supervisory purposes and Nikhil Rathi, Chief Executive of the FCA, has said that “Data is the lifeblood of a modern regulator and in the next five years, we expect to become as much a regulator of data […]
Tag Archives: PRA
Qualitative information and data-driven regulation
Posted in Articles
Also tagged consumer duty, data, data analytics, data science, FCA, metrics, qualitative data, qualitative information, quantitative data, regulatory reporting, reporting
Comments closed
PREPARING FOR SMF INTERVIEWS
I help a lot of applicants prepare for interview by the Prudential Regulation Authority (the PRA) and the Financial Conduct Authority (the FCA) as part of the senior management function approval process. Here are some points that might be helpful if you’re called for interview. 1 Check the application documents at least ten days before […]
Posted in Articles
Also tagged FCA, interview, interview preparation, senior manager interview, SMF interview
Comments closed